Courses under this program:
Course 1: Introduction to Brokerage Operations
Learn about brokerage operations; including the key roles and types of accounts within this field.
Course 2: The Marketplace, Trade Process, Clearing Corporations and Settlement
Learn about the characteristics of the marketplace, how to process a trade, the role of clearing corporations, and get an overview of settlement, trade processing functions.
Course 3: Introduction to Custody Servicing, Margins, and Accounting Records
Get introduced to Custody and Asset Servicing, Margins, Brokerage Accounting, Stock Records and General Ledger
Course 4: Brokerage Operations Professional Certificate Examination
Complete the required exam to earn your professional certificate in Brokerage Operations from the New York Institute of Finance.